A flexible estimating equations approach for mapping function-valued traits

Genetics. 2011 Sep;189(1):305-16. doi: 10.1534/genetics.111.129221. Epub 2011 Jul 29.


In genetic studies, many interesting traits, including growth curves and skeletal shape, have temporal or spatial structure. They are better treated as curves or function-valued traits. Identification of genetic loci contributing to such traits is facilitated by specialized methods that explicitly address the function-valued nature of the data. Current methods for mapping function-valued traits are mostly likelihood-based, requiring specification of the distribution and error structure. However, such specification is difficult or impractical in many scenarios. We propose a general functional regression approach based on estimating equations that is robust to misspecification of the covariance structure. Estimation is based on a two-step least-squares algorithm, which is fast and applicable even when the number of time points exceeds the number of samples. It is also flexible due to a general linear functional model; changing the number of covariates does not necessitate a new set of formulas and programs. In addition, many meaningful extensions are straightforward. For example, we can accommodate incomplete genotype data, and the algorithm can be trivially parallelized. The framework is an attractive alternative to likelihood-based methods when the covariance structure of the data is not known. It provides a good compromise between model simplicity, statistical efficiency, and computational speed. We illustrate our method and its advantages using circadian mouse behavioral data.

Publication types

  • Research Support, N.I.H., Extramural

MeSH terms

  • Algorithms
  • Animals
  • Behavior, Animal
  • Chromosome Mapping*
  • Computer Simulation
  • Female
  • Genotype
  • Likelihood Functions
  • Male
  • Mice
  • Mice, 129 Strain
  • Mice, Inbred C57BL
  • Models, Genetic
  • Phenotype*
  • Quantitative Trait Loci*