Enrichment and stratification for predementia Alzheimer disease clinical trials

PLoS One. 2012;7(10):e47739. doi: 10.1371/journal.pone.0047739. Epub 2012 Oct 17.


The tau and amyloid pathobiological processes underlying Alzheimer disease (AD) progresses slowly over periods of decades before clinical manifestation as mild cognitive impairment (MCI), then more rapidly to dementia, and eventually to end-stage organ failure. The failure of clinical trials of candidate disease modifying therapies to slow disease progression in patients already diagnosed with early AD has led to increased interest in exploring the possibility of early intervention and prevention trials, targeting MCI and cognitively healthy (HC) populations. Here, we stratify MCI individuals based on cerebrospinal fluid (CSF) biomarkers and structural atrophy risk factors for the disease. We also stratify HC individuals into risk groups on the basis of CSF biomarkers for the two hallmark AD pathologies. Results show that the broad category of MCI can be decomposed into subsets of individuals with significantly different average regional atrophy rates. By thus selectively identifying individuals, combinations of these biomarkers and risk factors could enable significant reductions in sample size requirements for clinical trials of investigational AD-modifying therapies, and provide stratification mechanisms to more finely assess response to therapy. Power is sufficiently high that detecting efficacy in MCI cohorts should not be a limiting factor in AD therapeutics research. In contrast, we show that sample size estimates for clinical trials aimed at the preclinical stage of the disorder (HCs with evidence of AD pathology) are prohibitively large. Longer natural history studies are needed to inform design of trials aimed at the presymptomatic stage.

Publication types

  • Research Support, N.I.H., Extramural

MeSH terms

  • Aged
  • Alzheimer Disease / complications*
  • Alzheimer Disease / pathology
  • Alzheimer Disease / physiopathology
  • Atrophy / pathology
  • Case-Control Studies
  • Clinical Trials as Topic*
  • Cognition / physiology
  • Cognitive Dysfunction / complications
  • Cognitive Dysfunction / physiopathology
  • Confidence Intervals
  • Dementia / complications*
  • Dementia / physiopathology
  • Demography
  • Female
  • Health
  • Humans
  • Magnetic Resonance Imaging
  • Male
  • Sample Size