Covariate-adjusted confidence interval for the intraclass correlation coefficient

Contemp Clin Trials. 2013 Sep;36(1):244-53. doi: 10.1016/j.cct.2013.07.003. Epub 2013 Jul 16.


A crucial step in designing a new study is to estimate the required sample size. For a design involving cluster sampling, the appropriate sample size depends on the so-called design effect, which is a function of the average cluster size and the intracluster correlation coefficient (ICC). It is well-known that under the framework of hierarchical and generalized linear models, a reduction in residual error may be achieved by including risk factors as covariates. In this paper we show that the covariate design, indicating whether the covariates are measured at the cluster level or at the within-cluster subject level affects the estimation of the ICC, and hence the design effect. Therefore, the distinction between these two types of covariates should be made at the design stage. In this paper we use the nested-bootstrap method to assess the accuracy of the estimated ICC for continuous and binary response variables under different covariate structures. The codes of two SAS macros are made available by the authors for interested readers to facilitate the construction of confidence intervals for the ICC. Moreover, using Monte Carlo simulations we evaluate the relative efficiency of the estimators and evaluate the accuracy of the coverage probabilities of a 95% confidence interval on the population ICC. The methodology is illustrated using a published data set of blood pressure measurements taken on family members.

Keywords: Generalized Estimating Equations; Intra-class correlation; Monte-Carlo simulations; Multi-level models; Percentile bootstrap confidence intervals.

MeSH terms

  • Bias
  • Confidence Intervals
  • Humans
  • Models, Statistical
  • Monte Carlo Method
  • Research Design*
  • Sample Size
  • Statistics as Topic / methods*