A semiparametric graphical modelling approach for large-scale equity selection

Quant Finance. 2016;16(7):1053-1067. doi: 10.1080/14697688.2015.1101149. Epub 2015 Nov 30.

Abstract

We propose a new stock selection strategy that exploits rebalancing returns and improves portfolio performance. To effectively harvest rebalancing gains, we apply ideas from elliptical-copula graphical modelling and stability inference to select stocks that are as independent as possible. The proposed elliptical-copula graphical model has a latent Gaussian representation; its structure can be effectively inferred using the regularized rank-based estimators. The resulting algorithm is computationally efficient and scales to large data-sets. To show the efficacy of the proposed method, we apply it to conduct equity selection based on a 16-year health care stock data-set and a large 34-year stock data-set. Empirical tests show that the proposed method is superior to alternative strategies including a principal component analysis-based approach and the classical Markowitz strategy based on the traditional buy-and-hold assumption.

Keywords: Elliptical copula; Equity selection; Graphical model; Machine learning; Markowitz strategy; Rebalancing gains; Semiparametric methods; Stability selection.