Confirmatory Factor Analysis (CFA), Exploratory Structural Equation Modeling (ESEM), and Set-ESEM: Optimal Balance Between Goodness of Fit and Parsimony

Multivariate Behav Res. 2020 Jan-Feb;55(1):102-119. doi: 10.1080/00273171.2019.1602503. Epub 2019 Jun 17.

Abstract

CFAs of multidimensional constructs often fail to meet standards of good measurement (e.g., goodness-of-fit, measurement invariance, and well-differentiated factors). Exploratory structural equation modeling (ESEM) represents a compromise between exploratory factor analysis' (EFA) flexibility, and CFA/SEM's rigor and parsimony, but lacks parsimony (particularly in large models) and might confound constructs that need to be kept separate. In Set-ESEM, two or more a priori sets of constructs are modeled within a single model such that cross-loadings are permissible within the same set of factors (as in Full-ESEM) but are constrained to be zero for factors in different sets (as in CFA). The different sets can reflect the same set of constructs on multiple occasions, and/or different constructs measured within the same wave. Hence, Set-ESEM that represents a middle-ground between the flexibility of traditional-ESEM (hereafter referred to as Full-ESEM) and the rigor and parsimony of CFA/SEM. Thus, the purposes of this article are to provide an overview tutorial on Set-ESEM, juxtapose it with Full-ESEM, and to illustrate its application with simulated data and diverse "real" data applications with accessible, heuristic explanations of best practice.

Keywords: Confirmatory factor analysis; exploratory structural equation modeling; longitudinal factorial invariance; multigroup factorial invariance; multitrait-multimethod analysis.

MeSH terms

  • Behavioral Research / methods*
  • Biostatistics / methods*
  • Factor Analysis, Statistical*
  • Humans
  • Latent Class Analysis*
  • Models, Statistical*